Investment Compliance Manager/in

Categories: Legal & Compliance / 28. Mai 2015 / Experience: 3-5 Years / Industry: Banking /
  • Zuerich, CH
  • Diese Position wurde vergeben

Job Category : Legal & Compliance

Job Industry  :  Banking

For a leading Swiss bank, specialized in asset management, we are currently looking for an Investment Compliance Manager/in.

Your responsibilities:

  • Daily monitoring of statutory and contractual investment limits
  • Analysis and communication of the detected boundary violations
  • Participation in projects and in new product process (technical design and implementation)
  • Ongoing development of the quality assurance systems and processes for monitoring the investment risks
  • Ensuring compliance with the regulatory requirements for insurance companies and capital management companies
  • Supporting portfolio management, customers and external auditors on all aspects of the monitored system boundaries
  •  Cooperation with other departments (Legal & Compliance, IT, Business Development) in the development of the process landscape

Your qualifications:

  • University education (preferable Economics, Business Information Systems or similar) or  further education (CFA, AZEK) is beneficial
  • Several years working experience with a consulting firm or in investment compliance, risk management or limit controlling
  • Experience in Investment Controlling or Investment Complaince
  • Knolwedge of Capital Market products, Asset Management
  • Knowledge of regulatory requirements like Investmentsteuergesetz/InvStG, UCITS IV, InvRBV.
  • Ideally experience with the Global Investment Performance Standards (GIPS)
  • Experience with asset management software, ideally compliance monitoring systems (SimCorp Dimension)
  • Strong MS Office skills and mostly excel skills.
  • Self-starter personality
  • Excellent team player
  • Responsible and independent person
  • Fluent in German and English is a must

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